CXO Jobs

IGM Financial Inc. is one of Canada’s leading diversified wealth and asset management companies with approximately $271 billion in total assets under managements. The company provides a broad range of financial planning and investment management services to help more than two million Canadians meet their financial goals. Its activities are carried out principally through IG Wealth Management and Mackenzie Investments.

Under IGM Financial’s unique business model based on leading brands and multi-channel distribution strategy, we’re IG Wealth Management. For over 90 years of business, we have grown to become one of the largest most respected companies in Canada. We are a leader in providing the best advice, experience and outcomes for our clients, personalized throughout their lifetime.

At IG Wealth Management, our vision is to inspire financial confidence.

This is your opportunity to build a career with a leading organization where you can learn, grow and thrive both professionally and personally. We are proud to be recognized as one of Canada’s Top Employers by Mediacorp Canada Inc. for empowering our employees with the tools to thrive while working remotely, while also providing resources to ensure physical and mental wellness were put front and center.

You will join a team that believes our success starts with the success of our clients, while working together as a team to realize our greatest potential. You will join a team that strives towards excellence while developing and sharing skills and knowledge. You can make a difference for our clients, the world around us and be part of a team that cares. We are dedicated to offering a hybrid work environment when applicable.

IG Wealth Management is a diverse workplace committed to doing business inclusively – this starts with having a representative workforce! We encourage applications from all qualified candidates that represent the diversity present across Canada – including racialized persons, women, Indigenous persons, persons with disabilities, 2SLGBTQIA+ community, gender diverse and neurodiverse individuals, as well as all who may contribute to the further diversification of ideas.
Position

We are currently hiring an intern looking for a Summer term position, May to August in our Winnipeg Office. Candidates in an undergraduate program that will be returning to school after their internship are eligible to apply.

The Architecture and Technology Innovation team at IGM is made up of dedicated leaders who establish a set of technical patterns and standards to provide a foundation to enable modern, simple, digitized processes in support of changing business needs and strategy over time.   The Architects and Analysts in the Architecture and Technology Innovation team collaborate with our Corporate, Digital, Infrastructure, Delivery and Operations teams to understand the foundational technology needs that will support IGM’s business strategy and the delivery of required platforms and solutions.  Team members support the Architecture Community of Practice which includes representation from Digital and Corporate Platforms, Integration and Automation, Data Office, Security Architecture, Network Architecture, End User Infrastructure, DevOps and Architecture Governance.

As an intern, you will work with various members of team and will have an opportunity to contribute to the Community of Practice.

Responsibilities:

Investigation and analysis of systems and data to support problem solving

Engage with Architecture Community of Practice to complete analysis and investigation tasks that contribute to improving internal processes

Engage with Solution Architects and Delivery Leadership and related stakeholders to complete analysis and investigation tasks that contribute to Architecture Governance

Gain both business and technical knowledge, that is required to compete assigned tasks and define/implement solutions that effectivity support technology teams

Participate in production and coordination of communication activities within the Architecture Community of Practice and the Delivery Organization

Requirements:

Enrolled in a business or computer science program

Ability to work independently and within a team environment

Ability to analyze, investigate and solve problems

Ability to analyze and interpret data

Capability to establish and maintain effective partnerships and relationships

Excellent communication skills (oral, written, presentation)

Positive attitude, keeping a constant watch on how to do things better

Adaptability and a willingness to take on new challenges

Knowledge of tools and technologies (e.g. SharePoint, Confluence, Office 365, JIRA)

Knowledge of cloud services (Azure, GCP, AWS) is an advantage

Knowledge of reporting and visualization tools like Tableau or Power BI is an advantage

Knowledge of diagraming and UML tools like Visio, Draw.io, Lucidchart, etc is an advantage

To apply, please include a cover letter, resume and transcripts (full unofficial version) by February 2, 2025, at 11:59 pm EST.

We thank all applicants for their interest in IG Wealth Management; however only those candidates selected for an interview will be contacted.

IG Wealth Management is an equal opportunity employer and is committed to providing employment accommodations in accordance with the Ontario Human Rights Code and the Accessibility of Ontarians with Disabilities Act. Please advise Human Resources if you require an accommodation.

IGM Financial Inc. is one of Canada’s leading diversified wealth and asset management companies with approximately $271 billion in total assets under managements.  The company provides a broad range of financial planning and investment management services to help more than two million Canadians meet their financial goals.  Its activities are carried out principally through IG Wealth Management, Mackenzie Investments and Investment Planning Counsel.  

Under IGM Financial’s unique business model based on leading brands and multi-channel distribution strategy, we’re IG Wealth Management. For over 90 years of business we have grown to become one of the largest most respected companies in Canada. We are a leader in providing the best advice, experience and outcomes for our clients, personalized throughout their lifetime.  

At IG Wealth Management, our vision is to inspire financial confidence. 

This is your opportunity to build a career with a leading organization where you can learn, grow and thrive both professionally and personally. We are proud to be recognized as one of Canada’s Top Employers by Mediacorp Canada Inc. for empowering our employees with the tools to thrive while working remotely, while also providing resources to ensure physical and mental wellness were put front and centre.  

You will join a team that that believes our success starts with the success of our clients, while working together as a team to realize our greatest potential.  You will join a team that strives towards excellence while developing and sharing skills and knowledge. You can make a difference for our clients, the world around us and be part of a team that cares. We are dedicated to offering a hybrid work environment when applicable. 

IG Wealth Management is a diverse workplace committed to doing business inclusively – this starts with having a representative workforce! We encourage applications from all qualified candidates that represent the diversity present across Canada – including racialized persons, women, Indigenous persons, persons with disabilities, 2SLGBTQIA+ community, gender diverse and neurodiverse individuals, as well as all who may contribute to the further diversification of ideas.  
New Grad Rotational Program – Operations Stream  

We are currently hiring students in their final year of study looking for opportunities after graduation.  The New Grad Rotational Program offers students the opportunity to complete four rotations over a two-year period with the opportunity to be placed full-time after completion.  The participants will develop a strong understanding of the business’s big picture and how each department contributes to the success of the organization. 

With placements available in our Winnipeg IG Wealth Management office, the Operations Stream will provide hands-on exposure to important projects, contributing real gains to the company.  Within a supportive and collaborative environment, participants are given the autonomy and responsibility to manage their projects and deliver results to senior members of the team.   If you have a strong interest in the financial industry and enjoy solving programs this opportunity is for you.  In addition, the program will provide training to develop leadership skills and the opportunity to build a network across the organization.  The program provides a mentorship component with continuous feedback and coaching. 

The responsibilities will vary depending on the department’s needs; however, will include the following:  

Contributing to various project initiatives that support our business strategies  

Researching, analyzing, preparing reports and presenting findings to senior management  

Networking and seeking feedback 

Analyzing business processes to identify opportunities for improvement  

The following requirements will assist the successful candidates:  

Graduating in April 2025 in a related field (BCom, BA, BSc, etc.)  

Passionate about a career in the Financial Industry  

Demonstrated initiative and leadership skills  

Well-developed written and oral communication with strong presentation skills  

Creativity and innovation with the ability to meet changing deadlines 

Ability to work well in a team environment  

Excellent interpersonal, judgment & decision-making skills  

Ability to self-motivate and prioritize time-sensitive deadlines

Please visit our career page by clicking on the following link: https://www.ig.ca/en/careers

We thank all applicants for their interest in IG Wealth Management; however only those candidates selected for an interview will be contacted.  

IG Wealth Management is an accessible employer committed to providing a barrier free recruitment experience. If you require an accommodation or this information in an alternate format at any stage of the recruitment process, please reach out to the Talent Acquisition team who will work with you to meet your needs.  

Please apply by February 2, 2025. 

 #LI

Division: IGM Legal & Compliance

Location: Winnipeg, Montreal

IGM Financial Inc. is one of Canada’s leading diversified wealth and asset management companies with approximately $271 billion in total assets under managements.  The company provides a broad range of financial planning and investment management services to help more than two million Canadians meet their financial goals.  Its activities are carried out principally through IG Wealth Management and Mackenzie Investments. 

Under IGM Financial’s unique business model based on leading brands and multi-channel distribution strategy, we’re IG Wealth Management. For over 90 years of business, we have grown to become one of the largest most respected companies in Canada. We are a leader in providing the best advice, experience and outcomes for our clients, personalized throughout their lifetime.

At IG Wealth Management, our vision is to inspire financial confidence.

This is your opportunity to build a career with a leading organization where you can learn, grow and thrive both professionally and personally. We are proud to be recognized as one of Canada’s Top Employers by Mediacorp Canada Inc. for empowering our employees with the tools to thrive while working remotely, while also providing resources to ensure physical and mental wellness were put front and center.

You will join a team that believes our success starts with the success of our clients, while working together as a team to realize our greatest potential.  You will join a team that strives towards excellence while developing and sharing skills and knowledge. You can make a difference for our clients, the world around us and be part of a team that cares. We are dedicated to offering a hybrid work environment when applicable.

IG Wealth Management is a diverse workplace committed to doing business inclusively – this starts with having a representative workforce! We encourage applications from all qualified candidates that represent the diversity present across Canada – including racialized persons, women, Indigenous persons, persons with disabilities, 2SLGBTQIA+ community, gender diverse and neurodiverse individuals, as well as all who may contribute to the further diversification of ideas.

 
DEPARTMENT SUMMARY: The mandate of the Compliance Department is to ensure compliance with relevant regulatory requirements affecting mutual fund and investment dealers, including rules, policies and by-laws of the self-regulatory organizations of CIRO, AMF and CSF, provincial securities commissions, insurance commissions/councils and other regulators. The Department works closely with Distribution Leadership and other management to develop appropriate corporate policies, identifies and promotes good business practices, executes business review programs to monitor sales practices, manages client complaint resolution processes and conducts branch examination programs.

POSITION SUMMARY: Senior Manager, Compliance Investigations oversees a team responsible for completing complaint and supervisory investigations, including oversight of investigatory steps, complaint adjudication, settlement negotiations with clients, and follow up of issues raised in each case. The Senior Manager, Compliance Investigations is responsible for providing leadership and guidance to staff on sensitive issues, managing resources, ensuring consistent protocols and guidelines are applied, identifying trends and recommending process/ policy improvements and corrective actions. This role will also manage responses to regulatory investigations related to client complaints, including inquiries about Advisor conduct and supervisory issues and controls. 

 DUTIES INCLUDE:

Manage, coach and prioritize case volumes for a team of Investigators, Senior Compliance Specialists and Administrators in responding to and resolving client complaints and internal investigations.

Review of casework completed by the investigations team to ensure appropriate resolution and completeness of the review.

Report on apparent trends or recurring deficiencies and appropriate corrective actions. Identify and implement process improvements.

Respond to regulator (CIRO, CSF, AMF, OBSI) inquiries related to compliance investigations. Conduct appropriate research and investigation into issues questioned by regulators. Correspond with Advisors, Division Managers, and Regional Vice Presidents as necessary to obtain information and explanations in order to provide full and complete written reports in response to regulatory inquiries.

Develop effective relationships with Clients, Advisors, Distribution Leadership, Regulators and other key stakeholders to ensure the timely resolution of client complaints.

Attend regulatory hearings and/or other hearings as a Subject Matter Witness when required.

QUALIFICATIONS:

Minimum 10 years of experience in a financial services environment

Leadership experience, preferably including staff performance, development, and coaching.

Post-secondary degree in a relevant business discipline

Completion of Canadian Securities Course (CSC) and other industry related certifications are considered an asset.

Certified Financial Planner (CFP) designation or other related designations are considered an asset.

Knowledge of the financial services industry, including understanding of Provincial Securities Acts and the bylaws, insurance councils, regulations and policies of CIRO, AMF, CSF and other regulators.

Superior problem solving, decision-making and organizational skills. Ability to multi-task in a deadline-oriented environment.

Excellent interpersonal, written and oral communication skills. Proficiency in the French language (speaking, reading and writing) is mandatory.

Knowledge of French and English is required to support clients and Team members within and/ or outside the province of Quebec.

Please visit our career page by clicking on the following link: https://www.ig.ca/en/careers

We thank all applicants for their interest in IG Wealth Management; however only those candidates selected for an interview will be contacted.

IG Wealth Management is an accessible employer committed to providing a barrier free recruitment experience. If you require an accommodation or this information in an alternate format at any stage of the recruitment process, please reach out to the Talent Acquisition team who will work with you to meet your needs.

Please apply by January 28, 2025. 

#LI-KN1

#LI-Hybrid